At Joint Shares, we are committed to delivering secure, compliant, and client-focused financial services—from personal lending to institutional investments
At Joint Shares, we are committed to delivering secure, compliant, and client-focused financial services—from personal lending to institutional investments
Joint Shares Financials LLC is committed to full compliance with local and international regulations to maintain operational integrity, protect clients, and uphold financial stability.
Anti-Money Laundering and Know Your Customer policies to prevent illegal financial activities.
Ensuring transactions do not involve restricted individuals or entities.
Monitor internal policies and regulatory adherence across all departments.
Legal review of contracts, client agreements, and partnership documents.
Provide legal representation and advisory in disputes or regulatory investigations.
Ensures the company operates under applicable corporate laws and regulations.
Identify, monitor, and mitigate operational risks across departments.
Assess and monitor the risk of lending and investment activities.
Evaluate exposure to financial markets and implement risk reduction strategies.
Regular auditing of internal processes to ensure compliance and efficiency.
Prepare and submit reports to regulatory authorities in a timely manner.
Establish and maintain a robust internal control framework.
For inquiries related to compliance, regulatory reporting, or legal matters, contact:
Beyond Banking — We Build Futures.